Why did the Dodd-Frank Act amend the Investment Advisers Act?

Answers

Answer 1

It was amended with the intent to:

1. To promote the financial stability of the US

2. To improve the accountability and transparency of the fin'l system

3. End "TOO BIG TO FAIL"

4. End bailouts (Chrysler, GM, & Goldman Sachs)

5. To protect consumers from abusive financial services practices.


Related Questions

Mrs. Roberts has Original Medicare and would like to enroll in a Private Fee-for-Service (PFFS) plan. All types of PFFS plans are available in her area. Which options could Mrs. Roberts consider before selecting a PFFS plan?

Answers

The option that Mrs. Roberts could consider before selecting a PFFS plan is:  A Medicare Advantage Prescription Drug (MA-PD) PFFS plan that combines both medical benefits and Part D prescription drug coverage.

What is Medicare?

Medicare can  be defined as a medical coverage that help to cover the medical expenses of those under the plan.

Based on the scenario she should a consider (MA-PD)  which full meaning is Medicare Advantage Prescription Drug PFFS plan that tend to combines both medical benefits as well as Part D prescription drug coverage.

A PFFS plan  that offers medical benefits, or a PFFS plan combine  with a stand-alone prescription drug plan.

Therefore The option that Mrs. Roberts could consider before selecting a PFFS plan is:  A Medicare Advantage Prescription Drug (MA-PD) PFFS plan that combines both medical benefits and Part D prescription drug coverage.

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Answer:

A Medicare Advantage Prescription Drug (MA-PD) PFFS plan that combines medical benefits and Part D prescription drug coverage, a PFFS plan offering only medical benefits, or a PFFS plan in combination with a stand-alone prescription drug plan.

Explanation:

There is no such thing as a PFFS Medigap Supplemental plan. So that rules out all the other answers that mention PFFS Medigap Supplemental.

You are scheduled to give a sales presentation at a local senior center at which a drawing will be held for a prize. At the beginning of the presentation, which of the following must you do?

Answers

At the beginning of the presentation, i will state clearly that no obligation exists to enroll if a gift or prize is being provided.

What is a presentation?

This refers to the conveyance of information from a typical speaker to the intended audience.

As the opening presenter of the program, i will state clearly that no obligation exists to enroll if a gift or prize is being provided.

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Clearly state that no obligation exists to enroll if a gift or prize is being offered

Explanation: CMS rule for a Sales Presentation vs a Marketing presentation.

Judges elected to positions on appellate courts serve terms of _____ and may not run for office again if they are 75 years old or older.

Answers

Answer:

Judges have a term of 12-6 years by the law. Some serve until death, retirement, or something else.

Judges elected to positions on appellate courts serve terms of 6 and may not run for office again if they are 75 years old or older.

Who are judges?

This is known to be a person that has been elected by government to judge cases on behalf of the country.

Note that Judges elected to positions on appellate courts serve terms of 6 and may not run for office again if they are 75 years old or older.

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Written defamation is _____; oral defamation is _______. Group of answer choices fraud; conversion conversion; fraud slander; libel libel; slander

Answers

Answer libel;slander
Written defamation is libel
Oral defamation is slander

Carson is a 14-year-old juvenile from a family of delinquents. He has two older brothers who have been in and out of juvenile detention and jail since they were 11 and 12 years old. They are now 18 and 19 and serving time in prison for armed robbery. Carson has been in trouble with the law as well. He had been taken into custody five times before his 12th birthday.

Carson’s mom is a single mother. She has six total children. The two older boys are in prison. Carson is in the middle, and there are two younger siblings who are 8 and 10 and a toddler. She doesn’t work and has been on welfare for the past 15 years. None of the children’s fathers are involved in their lives or pay child support. She barely makes it from check-to-check each month. She relies heavily on food stamps and the food pantry. She is thankful for the house she rents under Section 8. She knows that if Carson continues to get into trouble, she could lose her younger children and/or her housing.

Carson was again involved in a law violation last Friday night. He and a group of his friends fired a gun into the air in the front yard of Carson’s house. When the police arrived, the gun was missing but neighbors pointed to Carson as the guilty party. Carson was taken into custody and transported to juvenile detention. This is Carson’s second arrest this year, and if he’s guilty of this offense, it’s a clear violation of his probation.

Pat is a probation officer with 12 years of experience. She is familiar with Carson’s case, family, and his older siblings. She actually worked a case involving his brother who was waived to adult court when he was 16. Pat thinks Carson could succeed if he had a stable home life and a more involved mother. She believes his mother is overwhelmed and cannot adequately care for all of the children. This allows for a lack of supervision of Carson and his 10-year-old sister. She believes the criminality won’t stop with Carson and she’ll eventually see all of the kids in this family in juvenile court. She’d like to provide additional interventions in the home, while holding Carson accountable for his actions. If she can convince the mother and the court to cooperate with additional services, she hopes she can keep Carson out of juvenile prison.

Pat has talked with a supervisor of the Court Appointed Special Advocate (CASA) program just to see about support that might be available for the family and Carson, in particular. She also wants to request a guardian ad litem (GAL) who may be able to talk with the kids about other issues in the home and make recommendations to the court on additional services that could deter delinquent behavior among the youth. Pat realizes that having a GAL involved in a delinquency case is rare but she’s hoping the court will consider it. Pat has mentioned these options to Carson’s mom, who seems receptive.

Pat will need to make a recommendation to the judge either to have Carson’s probation revoked and have him placed in a secure residential facility or to allow Carson to remain on probation but with stricter conditions. Pat is concerned that Carson’s mother will not be able to keep him in compliance with his community supervision requirements unless more services are placed in the home.

What complicates Pat’s decision is that the judge who presides over this case is more of a “lawgiver” than a “parent figure” with juveniles. Pat must weigh the potential recommendations and create a case plan that meets the best interests of Carson.

What Would You Do?
Do you think Pat should recommend that Carson be sent to a secure residential facility or be given more intensive probation and treatment programming while staying at home?
Considering a lawgiver judge’s approach, what do you think the judge will do?

Answers

Answer:

The best scenario for young Carson would to be given more treatment. The best way to phrase this is to especially appeal to the judge's way of thinking phrase it in a way that makes him seem like he is being punished more than he is being helped.

Explanation:

When a public school district holds a hearing for the same offense for which public courts have already prosecuted a student it is
O legal
O double jeopardy
O illegal
O violation of due process

Answers

When a public school district holds a hearing for the same offense for which public courts have already prosecuted a student it is double jeopardy.

What is double jeopardy?

Double jeopardy can  be defined as the process of holding a second hearing for the same offence a person committed after the first hearing has been hold.

Based on the given scenario the act committed by the school is known as  Double jeopardy because the courts has already prosecuted the person and the school went ahead to still prosecute the person for the same offence.

Therefore the correct option is B.

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What does PHI stand for?

Answers

Answer:

Protected Health Information

Explanation:

It's usually expressed through HIPPA requirements/mandatory protections

Protected health information

The decisions of the federal courts are primarily driven by legal doctrine or individual judges’ political ideology?

Answers

when you do all that and get nothing don even ask me because I don’t know to be honest

Often thought of as useless hunks of rock or ice floating around space, asteroids
also have one giant, scary stigma attached to them: They could completely destroy our
planet. But some asteroids are also rich sources of precious minerals, like iron, platinum,
or gold.
It is thought that almost 10,000 asteroids near Earth have incredible mineral
potential, which gives more weight to the thought that our global debt could, in fact, be
wiped out. And considering the already high demand for such minerals, especially given
the outspreading of smartphones, computers, and as other technologies continues, the
desire for asteroid mining is even more alluring.

_MCE_ITEM_- Alexa Erickson, Collective Evolution (February,
2017)

According to the excerpt, world debt can be eliminated by -

A) manufacturing more electronics for
people to purchase for themselves

B) attaining commodity money in order
to pay off financial obligations

C) returning financial favors that were
acquired during the Space Race

F) exploring and inspiring the public to
make donations to space programs

Answers

Answer:

A) manufacturing more electronics for

people to purchase for themselves

Explanation:

the paragraph mentions tech, while it doesn't mention commodity money (B), The space race (C), or space program donations. (F)

- "And considering the already high demand for such minerals, especially given the outspreading of smartphones, computers, and as other technologies continues, the desire for asteroid mining is even more alluring."

The judge: Group of answer choices is responsible for presenting the state's case against the defendant determines what charge to bring against a suspect holds ultimate authority in ruling on matters of law is responsible for testing the strength of the prosecution's case

Answers

A Judge can be understood as the one who:

C. Holds ultimate authority in ruling on matters of law

Who is a Judge?

A judge is a person who is responsible for ruling on matters of the law. The judge sits on a case and judges it with the intent of making the final judgment.

Whatever judgment the Judge passes on a matter is considered final. The case will be appealed if the defendant does not agree with the ruling.

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Please helpppp! Forensic science FLVS

Answers

Mass and velocity are scalar quantities, whereas velocity and momentum are vector quantities.

What is a scalar magnitude?

A scalar quantity is any measurement that can be defined only by its magnitude (e.g., density, speed, volume, mass, etc).

Mass measures the matter in a given object, whereas matter is something that contains mass.

Speed is a physical property of the matter indicating how quickly an object is moved without regard its direction.

Mass is a scalar quantity because it is associated with magnitude, and speed is also a scalar quantity of a velocity vector.

Conversely, velocity is the speed of a given object that moves in a given direction, it is a vector quantity because it involves magnitude and direction.

Finally, momentum is a value obtained by multiplying the mass of an object by its velocity, it is also a vector quantity that has a magnitude and direction.

In conclusion, mass and velocity refers to scalar quantities, whereas velocity and momentum can be defined as vector quantities.

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Winston pays a yearly fee to Barbara to rent stall space for his horse at the fairgrounds. Winston’s tenancy is best classified as:

Answers

Answer is Periodic tenancy

Florida law states that a person may not operate a vehicle unless __________ is established for that vehicle.

Answers

Florida law states that a person may not operate a vehicle unless that vehicle is equipped with a certificate given by the department about the ignition interlock device that is established for that vehicle.

What is an ignition interlock device?

A device that is a breath analyzer is used by an individual. This device can also be used to ignite alcohol with one's breath. By its name, the working of the device can be understood.

Before starting or continuing a vehicle, one has to blow into the mouthpiece which is attached to the device. This device is located near the driver's seat in the vehicle.

An image of the ignition interlock device is attached for better understanding.

Thus, Florida law states that a person may not operate a vehicle unless an ignition interlock device is installed in it.

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What must the government prove to satisfy the intermediate standard of review?

Answers

For government prove to satisfy the intermediate standard of review the government must prove that the policy in question is substantially related to a legitimate government objective.

What is intermediate standard of review ?

The  intermediate standard of review  serves as the test or standard of review that is been put into play when there is a need to carry out analysis about  content-neutral speech and content-based speech.

However, there should be a prove that the policy in question is substantially related to a legitimate government objective.

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Mr. Singh would like drug coverage but does not want to be enrolled in a medicare advantage plan. What should you tell him?.

Answers

Answer:

It's he's choice and tell him that there is benefit for it too and show him the benefits.

Explanation:

Just explain to him about the medicare advantage plan. If he says no still just say that you respect his answer.

What's one of the most common reasons for a claim being rejected by an insurance company?

Question 2 options:

A)

The patient's insurance information has been entered incorrectly.

B)

The patient is outside of the age group that is specified for the medication.

C)

The prescribing physician is out of the patient's network.

D)

The medication prescribed isn't the correct treatment for the patient's condition.

Answers

Answer;

A) The patient's insurance information has been entered incorrectly.

Explanation:

because people mis-pell things, and are careless, it happens all the time.

On december 31, 2014 approximately ________ adults were under active parole supervisiion

Answers

Answer:

bro what is this a multi choice answer or just what

State University provides housing on campus and in some adjacent off-campus neighborhoods. To lease a university house or apartment, a person must be a student at State. This requirement is Group of answer choices a novation. an operation of law. a condition. a breach of contract.

Answers

If  to lease a university house or apartment, a person must be a student at State. This requirement is a condition precedent.

What is a condition precedent?

A condition precedent can be defined as the way in which a condition must satisfied before  an event occur.

To lease a university apartment, a person must be a student at State is an example of condition precedent.

Therefore This requirement is a condition precedent.

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The defendant planned to break into a home, steal any valuables that he could easily pawn, and then burn down the home using gasoline from his lawnmower. When the defendant got to the home that night, he realized that he had forgotten the gas at home. Nonetheless, the defendant broke into the home through a basement window. Unbeknownst to him, the police were alerted by a silent alarm and arrested the defendant just as he was leaving the home with a sack filled with valuables. At common law, what crimes has the defendant committed

Answers

In the case above, the crimes that the defendant has committed is known as Burglary and larceny.

What is Burglary and larceny?

Burglary is known to be the act of entering a building with the intention to carry out a crime.

Larceny is known too be a theft, and one do not need a structure or building for it.

Therefore, In the case above, the crimes that the defendant has committed is known as Burglary and larceny.

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The maximum fine for a first non-driving alcohol-related offense of possession or consumption of alcohol by a minor is.

Answers

$500 I think (I’m not sure because I don’t know if it depends on what state are u on)

You are the surety for you nephew's study loan .the bank that gave the loan to your nephew has brought a claim against you. write out a set of valid legal defence for yourself by the commercial law

Answers

What type of claim is it? For now I can tell you this. Ask them what is the claim and tell that it's your nephew and you have a relationship with them and that you want a study loan for them for school/college.

Explanation:

(Please explain what type of claim is it.)

A German law that prohibited the use of hops grown outside of the country in the production of German-made beer was overturned in the late 1980s. This law was an example of a(n): Group of answer choices

Answers

In the case above, This law was an example of buy-national legislation.

What is a buy national regulation?

This is known to be a Government rules that ascribe special privileges to all domestic manufacturers and retailers.

Note that an example is the ban on the use of foreign steel in making U.S. highways.

Therefore, In the case above, This law was an example of buy-national legislation.

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What is the main idea or argument of the pew research center source, or what information does it contain? did it help you identify any reasons to support your claim? did you find the evidence you might be able to use in your argument? if so, what? (2 points)

Answers

The Pew Research Center offers reliable information about the world economy.

What is the economy?

An economy of a country is calculated with the help of manufacturing and consumption took place. If the manufacturing is adequate and consumption is also similar then it shows that citizens have good purchasing parity.

The pew research center source contains information that is based on facts and has credential sources.

This information is used for a variety of things, including serving as an accurate source of information in any type of writing about the economy or society.

This information can be used for arguments as this has authenticity to prove the point of an individual based on accurate facts.

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is a system of principles and standards of right or wrong in human behavior

Answers

Answer:

conduct and model judgements the different that belong ethics is not a natural science but size but creation of human mind

Explanation:

the best creations of our world is human

What does the irs consider the investor to own if an investor owns an undivided fractional interest in a trust?

Answers

Answer:

The high cost of real estate may make the prospect of investing in real property ownership seem impossible to many. However, it also encourages people to think creatively to surmount this obstacle. Examples of creative avenues to allowing otherwise prohibitive property investment include establishing a partnership, engaging in a joint venture with someone who has a surplus of capital, or becoming a tenant in common in a property purchase.

What was the court's CONCLUSION (decision, holding) in the Olmstead v Saint Paul Public Schools case

Answers

The court's CONCLUSION in terms of decision and holding was:

Duress is an act of coercion through the use of unlawful threats that destroys the victims free will.

What was the other decisions in the case?

Duress does not invalidate a contract that has been entered into with total view or knowledge of all the facts, and with good amount of time and opportunity that could have been used for investigation.

Note that in the Olmstead v. Saint Paul Public Schools Case the court said that  there was a" total knowledge of fact, there was also reasonable time, there was an attorney" and as such, there was no scenario of duress.

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Overall, progress has been made in collision prevention over the last
decade with a 25% decrease in the number of those killed in motor
vehicle crashes, and a 13-percent decrease in those injured. (Chapter 1)
O a) True
Ob) False

Answers

It is a true statement that a significant collision prevention has been achieved over the last decade with a 25% decrease in the number of those killed in motor vehicle crashes.

What is the accident prevention record?

In 2006, for more than 10 years, there has been a 25 percent reduction in the number of fatalities on the Nation’s roadways.

Despite that there were 32,675 motor vehicle fatalities, the decline in fatalities tells about the general trend downward in fatalities that started in 2006.

Therefore, the statement is a true statement.

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When does a state or federal law or regulation preempt hipaa?.

Answers

Answer:

In general, HIPAA preempts state law that is “contrary” to the federal rule. A provision of state law is contrary to HIPAA if: a covered entity would find it impossible to comply with both the state and federal law provisions.

Explanation:

Which neighborhood quality of life issue is most affected by the overuse of alcohol?
O a. traffic congestion
O b. noise
c.
homelessness
O d. property values

Answers

A noise is the quality of life issue that affected most neighborhood by the overuse of alcohol by someone els.e

Which neighborhood over uses alcohol?

The people living in disadvantaged neighborhoods have a negative drinking consequences than individuals living in affluent neighborhoods.

The neighborhoods that overuse alcohol tends to causes noise nuisance to other people.

Therefore, the Option B is correct.

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you are the surety for your nephew's study loan. the bank that gave the loan to your nephew has brought a claim against you. write out a set of valid legal defenses for yourself by commercial law?

Answers

The set of valid legal defenses for the surety holder by commercial law includes:

Illegality of suretyship contractSurety's incapacity etc

What is a surety?

In legal practice, this refers to a guaranty involving a promise by a party who has assume a responsibility for the debt obligation of a borrower if that borrower defaults.

Here, there is little defense for the surety holder because the responsibility has been held by him/her on the loan, thus, the bank that gave the loan to the nephew has a higher chance of recovering then loan from him.

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